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Compliance/ Regulatory Assurance Manager

Location: Sydney
Company: Macquarie Group
Contract type: Permanent
Hours: Full time
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Back to job search Compliance/ Regulatory Assurance Manager


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This is an excellent opportunity to join the ANZ Compliance Regulatory Assurance team as a Senior Analyst/Manager. You will be based in Sydney and will report to the Head of Regulatory Assurance ANZ.

The Compliance Regulatory Assurance team is responsible for delivering effective risk-based reviews to provide assurance to senior management that controls designed to mitigate regulatory risks in their business are operating effectively. The team also drives and validates the assessment of key compliance risks and controls with business stakeholders as part of the annual Risk and Control Self-Assessment Exercise and through critical control reviews. The scope of work for the team may cover any of Macquarie’s business groups, and entities in ANZ.

As our newest team member you will bring an inquisitive and analytical mindset to proactively identify and analyse issues and their root causes, propose viable solutions and have the ability to negotiate with senior stakeholders to drive business engagement and successfully communicate the results of your reviews.

You will possess excellent verbal and written communication skills and have the ability to develop relationships across various stakeholder groups, including regional compliance staff and the business. Demonstrating Initiative, possessing an open attitude to innovation and a willingness to learn and be challenged will also be critical to your success. Bringing a minimum 5 years of regulatory compliance and/or compliance assurance experience from one of the Big 4 audit firms, a financial services organisation or a financial services regulator will be an advantage.

If you are ready to join a global organisation and take your career to the next level, apply now online.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of ‘empowering people to innovate and invest for a better future’ is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

Apply now Refer someone About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 16,000+ employees and offices in 32 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at

Job no: RMG-959982
Work type: Permanent - Full time
Location: Sydney
Category: Mid-level, Compliance, Legal & Regulatory, Risk Management
Group: Risk Management Group
Division: Compliance
Recruiter: Heather Noto
Opening Date: 12/9/2021
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