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Regulatory Framework Senior Manager

Location: Sydney
Company: Macquarie Group
Contract type: Permanent
Hours: Full time
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An excellent opportunity for you to be an effective leader; showcase your experience in Non-Financial Risk and play a key role within our Regulatory Governance and Frameworks team within the Banking and Financial Service Group.

In this role you will lead a small team of Regulatory Governance Framework Managers within the Regulatory Governance and Frameworks team - a first line regulatory risk management function which has oversight of Banking and Financial Services’ compliance with Macquarie-wide policy and regulatory obligations, and is responsible for the design, implementation and assurance of regulatory risk management frameworks across the Banking and Financial Services group.

Your key responsibilities will include:

  • Working with multiple stakeholders across Banking and Financial Service to ensure consistently high standards of design, execution and assurance of fit for purpose regulatory risk management frameworks is achieved, and ensure ongoing compliance through governance, policies, training, reporting and assurance
  • Participating in regulatory and prudential assurance design and execution process, in conjunction with other Line 1 and Line 2 assurance and risk teams
  • Primary point of contact for the Wealth Advice and Wealth Platform Product teams for their regulatory risk queries
  • Preparation and presentation of governance meeting packs and other reporting functions
  • Assisting with the oversight and management of wealth management and wealth advice, risks, incidents, decisions and actions – both BAU and project related

Ideally you will have:

  • A strong understanding of the retail financial services regulatory environment (particularly superannuation and wealth product or financial advice regimes) and experience working on high profile projects with broad groups of stakeholders.
  • Leadership and people management experience
  • Strong communication skills, both written and verbal, which allow you to communicate effectively with a wide variety of audiences.
  • Strong reporting and presentation skills.
  • Strong relationship management skills and an ability to engage with a broad cross-section of stakeholders.
  • An intellectually curious mind and a critical and independent thinker who enjoys taking responsibility for complex and challenging tasks.
  • Previous experience in a line 2 compliance function preferred.

If you are interested in this position and meet the above requirements, please apply via the following link.

About Banking and Financial Services

Banking and Financial Services is Macquarie’s retail banking and financial services business, providing a diverse range of personal banking, wealth management, business banking and vehicle finance products and services to retail clients, advisers, brokers and business clients.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of ‘empowering people to innovate and invest for a better future’ is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

Apply now Refer someone About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 17,000+ employees and offices in 33 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at

Job no: BFS-961603
Work type: Permanent - Full time
Location: Sydney
Category: Compliance, Legal & Regulatory
Group: Banking and Financial Services
Division: BFS Central & Operations
Recruiter: Nisha Pillai
Opening Date: 28/11/2021
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